Retail Branch Office Supervision: Compliance with Regulations (EL-ELC126)

Status

Published

on 20 Feb 2015

Year of Creation

2014

Financial Industry Regulatory Authority, Inc

Registration Number

TX0007994935

on 20 Feb 2015

The U.S. Copyright record (Registration Number: TX0007994935) dated 20 Feb 2015, pertains to an electronic file (eService) titled "Retail Branch Office Supervision: Compliance with Regulations (EL-ELC126)" created in 2014. The copyright holder is Financial Industry Regulatory Authority, Inc, known for their creative contributions in text registration. For any inquiries concerning this copyrighted material, kindly reach out to Financial Industry Regulatory Authority, Inc.

Financial Industry Regulatory Authority, Inc

Application Details

Registration Number

TX0007994935

Registration Date

2/20/2015

Year of Creation

2014

Agency Marc Code

DLC-CO

Record Status

New

Corporate Author

Financial Industry Regulatory Authority, Inc

Physical Description

Electronic Deposit

First Publication Nation

United States

Preexisting Material

previously published version

Corporate Authors

Inc Financial Industry Regulatory Authority

Notes

Local Copyright Note: C.O. correspondence

Material Matter Claimed Note: new and revised text and editing

Statements

Application Title Statement: Retail Branch Office Supervision: Compliance with Regulations (EL-ELC126)

Author Statement: Financial Industry Regulatory Authority, Inc employer for hire Domicile: United States Authorship: text, editing

Notes

Local Copyright Note: C.O. correspondence

Material Matter Claimed Note: new and revised text and editing

Statements

Application Title Statement: Retail Branch Office Supervision: Compliance with Regulations (EL-ELC126)

Author Statement: Financial Industry Regulatory Authority, Inc employer for hire Domicile: United States Authorship: text, editing

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